Final SEC private fund and proxy voting rules

The U.S. Securities and Exchange Commission (SEC) has been exceptionally active in its rulemaking under Chairman Gary Gensler.  The regulator has adopted several new rules that will present significant and onerous changes for the asset management industry in Europe. 

This webinar will address the following questions:

• Who is subject to the new reporting requirements?
• What information must be reported on Form N-PX?
• How can investment managers prepare for the new reporting requirements?

Topics will include:

• Applicability of the new rules to non-U.S. fund managers and non-U.S. funds.
• Preferential treatment and the impact on side letters.
• Restricted activities.
• Fee and expense allocations.
• Quarterly statement requirements.
• Compliance dates and other practical timeline considerations

Speakers include: Julien Bourgeois (Partner, Dechert LLP), Karen L. Anderberg (Partner Dechert LLP) and Laurel Nealer (Counsel, Dechert LLP)