Dechert LLP and EFAMA are hosting a webinar for members on 12 December 2022 (15.00 CET) to cover the U.S. regulatory developments that have taken place in the past 6 months. The Securities Exchange Commission has been very active during this period proposing multiple new sets of rules, including private fund reporting rules in August 2022, outsourcing and disclosure rules in October 2022, and last but not least liquidity management rules in November 2022. The U.S. lawmakers have themselves been quite active in the past months, passing in July 2022 the first ever online privacy bill through the House Energy and Commerce Committee. Dechert LLP legal experts will unpack these recent developments and outline the impact that these may have on non-U.S. asset management companies.
- Introduction
- American Data Privacy and Protection Act and the State of Cybersecurity
- New SEC proposed rules and their impact on Non-U.S. asset management organizations
- Outsourcing by Investment Advisers
- Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting
- Updates on ESG proposals
- Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
- New SEC final rules and their impact on Non-U.S. parties
- Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds
- Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers
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