Distribution & Client Disclosures

EFAMA monitors issues surrounding fund distribution and disclosures to investors. These include investor protection and disclosure issues arising from the evolving PRIIPs and MiFID frameworks, the shift towards digital distribution tools, and the continued integration of ESG considerations into fund products.

Related policy positions

Policy position

Joint letter on use of UCITS KIIDS for MOPS

Distribution ＆ Client Disclosures

PRIIPs

EU Fund regulation

UCITS

15 February 2019

Joint letter on use of UCITS KIIDS for MOPS

Policy position

EFAMA response to the FATF Public consultation on the Draft Risk-Based Approach Guidance For the Securities Sector

Distribution ＆ Client Disclosures

17 August 2018

EFAMA response to the FATF Public consultation on the Draft Risk-Based Approach Guidance For the Securities Sector

Policy position

EFAMA Position Paper Review of the European System of Financial Supervision

Distribution ＆ Client Disclosures

UCITS

Management Companies

AIFMD

Supervision

09 January 2018

EFAMA Position Paper Review of the European System of Financial Supervision

EFAMA welcomes the vote of the European Parliament's ECON amending proposal on cross-border distribution of funds

The Committees vote confirmed important amendments to the Commissions original proposal, i.e. extending the premarketing definition to established EU AIFs and removing the numerical thresholds conditioning the de-notification of funds from host jurisdictions.